Compiling of compliance and statistical reports to the business, clients and regulators
Ensure compliance implementation and maintenance of the compliance risk management and monitoring plan, including AML compliance monitoring
Monitoring of the primary legislation impacting the business
Analyse, interpret and implement new legislation
Review of all marketing material in accordance with Board Notice 92
Address compliance queries from the business
Managing compliance projects from start to finish
Ensure the application of the TCF outcomes
Maintain FAIS compliance procedures and manuals […]
Monitoring...