The PA takes responsibility for overseeing the administrative, operations and client services support to the Financial Advisor and is the liaison person between the practice and the regional office / head office. […]
Take full responsibility for the implementation of administrative processes and controls in the Financial Advisors practice(s) (including all transactions, queries, reporting etc) […]
Collation of all clients related information (data discovery and fact find) and preparation of documentation for engagement between Financial Advisor and client FICA and AML capture and checking on client...