FAIS Supervisor

  • Company:

    One Spark

  • Location:

    Johannesburg

  • Job Type:

    Permanent

The FAIS Supervisor plays a key role in supporting the Key Individual (KI) by ensuring that all financial advisors, external agents, or call centre agentsadhere to FAIS Act requirements. The role reports directly to the Head of Legal, but the FAIS Supervisor will be trained and managed by the KI, gaining valuable experience and mentorship to ultimately transition into a future Key Individual (KI) role. The Supervisor will act as the primary line of defence in identifying and addressing any compliance issues within sales practices, ensuring that the KI's strategic oversight is well-supported with...

More than 30 days ago from: jobplacements.com

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