What Youll Do:
Compile compliance reports for stakeholders.
Implement and maintain the compliance risk and AML monitoring plan.
Monitor, interpret, and apply new and existing legislation.
Respond to compliance queries and manage the related projects.
Ensure ongoing FAIS and TCF compliance, including maintaining the required registers and manuals. […]
Legal or Finance Degree
Compliance Officer (RE1 certified)
Min 5 years of experience
Experience in financial services
Strong knowledge of FICA, FAIS, CISCA, and ASISA codes
Looking to make an impact in a regulatory-focused role?